Decree No. 300 / 2015 Coll.
Decree amending Decree No. 346 / 2013 Coll., on the submission of statements by banks and branches of foreign banks to the Czech National Bank, as amended by Decree No. 216 / 2014 Coll.
Valid
Order
Effective from 01.01.2016
300
DECLARATION
of 4 November 2015
amending Decree No. 346 / 2013 Coll., on the submission of statements by banks and branches of foreign banks to the Czech National Bank, as amended by Decree No. 216 / 2014 Coll.
Czech National Bank provides pursuant to § 41 paragraph 3 of Act No. 6 / 1993 Coll., on the Czech National Bank, as amended by Act No. 227 / 2013 Coll.:
Decree No. 346 / 2013 Coll., on the submission of statements by banks and branches of foreign banks to the Czech National Bank, as amended by Decree No. 216 / 2014 Coll., is amended as follows:
1. in Paragraph 3 (1) (e), at the end of point 4, comma shall be replaced by "a."
2. In Paragraph 3 (1), at the end of point (f), the word "a 'is replaced by a dot and point (g) is deleted.
3. In Paragraph 3 (2), "(e) to (g) 'is replaced by" (e) and (f)';
4. in Paragraph 4 (1) (e), at the end of point 2, the word "a" is replaced by a comma.
5. In Paragraph 4 (1), the dot at the end of point (f) is replaced by "a '.
6. In Article 4, the following point (g) is added at the end of paragraph 1:
"(g) within 37 days of the end of the calendar quarter to which it relates, the FIS (CNB) report 90-04" Executive and non-executive and relieved exposures. "';
7. In Article 4 (4), "(e) and (f) 'is replaced by" (e) to (g)';
8. Paragraph 6 (1) reads as follows:
"(1) A bank and a branch of a bank from a non-Member State shall draw up, on the last day of each calendar quarter, and submit within 30 days of the end of the calendar quarter to which it relates, the BD (CNB) report 24-04" Quarterly statement of insured claims on deposits. "';
9. In Article 6, the following paragraph 2 is inserted after paragraph 1, including footnote 2:
"(2) The Bank shall compile and submit on an individual basis:
(a) statements pursuant to the directly applicable regulation of the European Union governing prudential requirements (2) and those implementing it; and
(b) for each calendar year until 31 March, as at 31 December of the preceding year, the FPS (CNB) report 10- 01 "Financing plan of the Bank."
(2) Regulation (EU) No 575 / 2013 of the European Parliament and of the Council. ';
Paragraph 2 shall become paragraph 3.
10. in Article 6 (3), "paragraph 1" is replaced by "paragraph 2 (a)";
11. in Article 7 (1):
"(1) A bank which, under the law governing the activities of banks or under the directly applicable regulation of the European Union governing prudential requirements, is obliged to maintain a capital ratio on a consolidated basis shall compile and submit:
(a) statements pursuant to a directly applicable European Union regulation governing prudential requirements and regulations implementing it; and
(b) for each calendar year until 31 March in accordance with the status as at 31 December of the preceding year, the report of FPK (CNB) 10-01 "Financing plan for the Bank on a consolidated basis." ';
12. in Article 8 (1), "(e) to (g)" shall be replaced by "(e) and (f)";
13. in the first sentence of Paragraph 9 (1), the words' a 'shall be replaced by' a 'after the words' E (CNB) 'and the words' a 'after the words' E (CNB) 10- 01 'shall be inserted after the words' and the word "PLS (CNB) 10- 01 ';
14. in Article 9 (1), the second sentence is deleted;
15. in Paragraph 14 (2):
"(2) The bank and the branch of banks from a non-Member State shall submit additional information to the reports BD (CNB) 23-04, FPS (CNB) 10-01 and FPK (CNB) 10-01, the content of which is set out in Annex 4 to this Decree."
16. In the second sentence of point 14 of Annex 1, the words "insured customer deposits' are deleted.
17. In Annex 1, point 27 is deleted.
Points 28 to 37 shall be renumbered 27 to 36.
18. In Annex 1, point 27, the third sentence is deleted.
19. In Annex 1, point 30, the words "time zones' and" and by type of interest rate 'are inserted after the words "off-balance sheet items'.
20. In the first sentence of point 32 of Annex 1, the words "members of management bodies' are replaced by the words" persons in senior management '.
21. In the second sentence of point 32 of Annex 1, after the words "5% ', the comma is replaced by the words" a' and the words "and representatives and staff of the bank or branch of a foreign bank 'are deleted.
22. The following points 37 to 40 are added at the end of Annex 1:
"37.FPS (ČNB) 10-01" Financing plan of the Bank "
The report shall include information on the current position and position of the bank in the next three years in terms of its financing. It includes data on loans, deposits and issues of securities, public sector funding sources, insured and unsecured deposits and other financial instruments, innovative financing structures, liquidity indicators forecasts, pricing for loans and deposits, loans and deposits in the most significant three currencies, and plans for the acquisition, termination and reduction of credit and deposit sizes.
38. FPK (ČNB) 10-01 "Financing plan of the Bank on a consolidated basis"
The report shall contain information on the current position and position of the bank in the following three years in terms of its financing on a consolidated basis. It includes data on loans, deposits and issues of securities, public sector funding sources, insured and unsecured deposits and other financial instruments, innovative financing structures, liquidity indicators forecasts, pricing for loans and deposits, loans and deposits in the most significant three currencies, and plans for the acquisition, termination and reduction of credit and deposit sizes.
39. FIS (CNB) 90-04 "Powerful and inefficient and relieved exposures"
The report shall include information on performance exposures and non-performance exposures with default and impairment related to debt securities and loans in the sector structure and broken down by residual maturity bands and information on collateral received for those high and non-performing exposures. It also contains information on type-by-type concessions that have been made against debt securities and loans in the sector structure. For each type of debt, the accumulated value of the impairment and the accumulated changes in fair value due to credit risk and provisions is also reported.
40. BD (ČNB) 24-04 "Quarterly statement of insured claims on deposits"
The report shall contain information on insured and covered deposit claims with the bank broken down by type of creditor. ';
23. Annex 4 shall read as follows:
"Annex No 4 to Decree No 346 / 2013 Coll.
Content of the information submitted by the Bank to the Czech National Bank
1. To the submitted BD (CNB) statement 23-04, a bank and a branch of a foreign bank from a non-Member State shall make a comment, which shall be sent in electronic form at the same time as the date of submission of the statement. In the notes, a bank and a branch of a foreign bank from outside a Member State shall indicate the basic parameters and assumptions of the calculation system and the proportion of the result of the standardised capital shock by currency, for each currency with a minimum of 5% of the value of the assets or liabilities of the investment portfolio and in an aggregated manner for the remaining currencies of the investment portfolio. The Bank shall indicate whether it has applied a parallel yield curve shift of 200 basis points in both directions or the 1 and 99 percentile of the overnight observed rate change method (in which case the Bank shall specify the method for calculating the percentile). It shall also provide information on the method of calculating the impact of the standardised shock (method of mapping instruments into positions / cash-flow, aggregation into time bands, discount curve used, interpolation method) and a description of all assumptions and models relating to the management of items whose estimated revaluation time used in the calculation is different from the contractual revaluation period (for example, current accounts), including their distribution to the time bands used by the bank in calculating the impact of regulatory interest shock (in the comment or in the attached * .xls file).
2. In the case of reporting information on innovative financing, the Bank shall make a comment on the submitted FPS (CNB) reports 10- 01 and FPK (CNB) 10- 01, which it shall send in electronic form in accordance with the reporting deadline. In the comments, the Bank will provide detailed information on the innovative financing structures (information on the underlying products reported for the planned positions over the next three years). Additional information shall include at least details of the structure of the products, the amounts of each product, the counterparties, the maturities and the date of the first issue. ';
Transitional provisions
1. The reports referred to in § 6 (2) (b) of Decree No 346 / 2013 Coll., as effective from 1 December 2015, shall be drawn up by the Bank for the first time on 31 December 2015.
2. The statements referred to in § 7 (1) (b) of Decree No 346 / 2013 Coll., as effective from 1 December 2015, shall be drawn up by the bank referred to in § 7 (1) for the first time on 31 December 2015.
Efficacy
This Decree shall enter into force on 1 January 2016, with the exception of the provisions of Article I (9) and (11) as regards Articles 6 (2) (b) and 7 (1) (b), which shall take effect on 1 December 2015.
Governor:
Prof. PhDr.
Vice-Governor
Sign in for notes, favorites and notifications
Regulation Information
| Citation | Decree No. 300 / 2015 Coll., amending Decree No. 346 / 2013 Coll., on the submission of statements by banks and branches of foreign banks to the Czech National Bank, as amended by Decree No. 216 / 2014 Coll. |
|---|---|
| Regulation Type | Order |
| Author | - |
| Collection | Code of Laws |
| Date of Promulgation | 10.11.2015 |
|---|---|
| Effective from | 01.01.2016 |
| Effective until | - |
| Status | Valid |
The regulation text is for informational purposes only.
Comments 0