Decree No. 234 / 2009 Coll.
Decree on protection against market abuse and transparency
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Order
Effective from 01.08.2009
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234
DECLARATION
of 21 July 2009
on protection against market abuse and transparency
Pursuant to § 199 (2) of Act No. 256 / 2004 Coll., on Capital Market Enterprise, as amended by Act No. 230 / 2009 Coll., for the implementation of § 122 (17), § 125 (7) (a) and (d) to (g), § 126 (6) and § 127 (3) of the Act No. 256 / 2004 Coll., on Capital Market Enterprise, as amended ("the Act '):
BASIC PROVISIONS
Subject matter
(1) This decree regulates the application of directly applicable European Union1)
(a) the structure, form and manner of transmission of information pursuant to Regulation (EU) No 596 / 2014 of the European Parliament and of the Council to the Czech National Bank; and
(b) the details, period, form and manner of compliance with the information obligation pursuant to § 8 (1) (g) of Act No 15 / 1998 Coll., on supervision in the field of capital market and amending and supplementing other laws, as amended.
(2) This decree further incorporates the relevant European Union2 provisions), regulates, following the directly applicable European Union3 provisions, and provides for:
(a) the details of the notification of the issuer's voting rights referred to in § 118 (1) (a) of the Act and the form and manner of its sending to the Czech National Bank;
(b) the form and manner of publication of mandatory information (4);
(c) the structure, form and manner of transmission of the compulsory information to the Czech National Bank;
(d) the extent of the material data relating to the mandatory disclosure of information, which is the issuer referred to in Article 118 (1) of the Act, the issuer referred to in Article 121a of the Act, the issuer of the financial instrument referred to in Article 3 (1) (21) of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council (hereinafter referred to as the "issuer of the financial instrument"), another person who has requested the admission of the investment security to trading on a regulated market without the consent of the issuer, or the organiser of a regulated market which has himself accepted the investment security without the consent of the issuer (hereinafter referred to as "another obliged person"), must keep and
(e) cases where an obligation under the rule of law of a State which is not a Member State of the European Union is comparable to that laid down in Sections 118, 119, 120a (1) (a), 120c (1) or 122b (3) or (4) of the Act.
DISCLOSURE OF INFORMATION
FORM AND STRUCTURE OF THE INFORMATION SENT
Report of the issuer referred to in § 118 (1) of the Act
(1) The annual financial report pursuant to Section 118 of the Act is sent in electronic form in Extensible Hypertext Markup Language (xhtml) format by means of an electronic form, the structure of which is set out in Annex 1 to this Decree. Where the annual financial report contains consolidated financial statements, the consolidated financial statements shall be marked using Extensible Business Reporting Language (XBRL).
(2) The half-yearly financial report pursuant to Section 119 of the Act is sent in electronic form in Portable Document Format format (pdf) by means of an electronic form, the structure of which is set out in Annex 1 to this Decree.
(3) The report on payments paid by the State pursuant to § 119a of the Act is sent as a document in the format Portable Document Format (pdf) by means of an electronic form, the structure of which is set out in Annex 2 to this Decree.
Other information obligations of the issuer referred to in § 118 (1) of the Act
(1) Information on the change of rights pursuant to § 119b (1) of the Act, information on the change of rights under § 119b (2) of the Act, information relating to the general meeting or similar assembly of owners of securities representing a share in the issuer pursuant to § 120a (2) and (3) of the Act, notification of the holding of the general meeting or similar assembly of owners of securities representing a share in the issuer pursuant to § 120b (1) (a) of the Act, notification of the holding of a meeting of owners of securities representing a share in the issuer or an invitation to the general meeting of securities representing the right to pay the debt in accordance with Article 120c (1) of the Document Format at (pdf) by means of an electronic form intended for the relevant type of information requirements, the form, the form of which is listed in Annexes 3, 6 and 6a given decree.
(2) Information on the choice of the reference State by the issuer pursuant to Article 123 (2) of the Act is sent in the Portable Document Format format (pdf) by means of an electronic form, the structure of which is given in Annex 6b to this Decree.
Information obligations related to the voting rights of the issuer referred to in § 118 (1) (a) of the Act
The notification of the share of voting rights pursuant to Article 122 (1) of the Act, the information on the acquisition or disposal of the issuer's own shares pursuant to Article 122b (3) of the Act and the information on the total number of voting rights and the amount of capital referred to in Article 122b (4) of the Act shall be sent by means of an electronic form for the relevant type of information obligation, the structure of which is set out in Annexes 7, 8 and 9 to this Decree.
Internal information, notice of postponement of publication of internal information and list
(1) Internal information referred to in Article 7 of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council ("internal information") and the postponement notice referred to in Article 17 (4) and (5) of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council ("the postponement notice") are sent in Portable Document Format format ("pdf") by means of an electronic form for the relevant type of information obligation, the structure of which is given in Annexes 10 and 11 to this Regulation.
(2) The insider list referred to in Article 18 of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council and in Article 1 (1) and (2), Article 2 (2), Annexes I and III to Commission Implementing Regulation (EU) 2022 / 1210 (hereinafter referred to as "the list") is sent without undue delay following its establishment or updating by means of an electronic form, the structure of which is set out in Annex 12 to this Regulation.
Management transactions
The notification of the trade of a person with management powers pursuant to Article 19 of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council and Commission Implementing Regulation (EU) 2016 / 523 ("management transaction ') shall be sent by means of an electronic form the structure of which is set out in Annex 13 to this Regulation.
Suspected market abuse
The notification of suspected use of inside information or market manipulation pursuant to Article 16 of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council (hereinafter referred to as "suspected market abuse ') shall be sent by means of an electronic form the structure of which is set out in Annex 14 to this Regulation.
METHOD OF DISCLOSURE
Standard way of sending information
(1) The completed electronic form intended for the relevant type of information obligation pursuant to § § 9 to 14 is sent by the issuer referred to in § 118 (1) of the Act, the issuer referred to in § 121a of the Act, the issuer of the financial instrument, another obliged entity, the notifier of the voting rights under § 122 (1) of the Act, the notifier of suspected market abuse or the notifier of a management transaction (hereinafter the "reporting person") to the Czech National Bank through the Czech National Bank system for collecting information obligations.
(2) If the size of the document in which the annual financial report referred to in Article 118 of the Act and the half-yearly financial report referred to in Article 119 of the Act is mentioned does not allow the sending in accordance with paragraph 1, the issuer referred to in Article 118 (1) of the Act, the issuer referred to in Article 121a of the Act or another obliged person of the Czech National Bank shall send the information on the technical medium to the Czech National Bank.
(3) The information referred to in paragraphs 1 and 2 must be signed by the contact person (Paragraph 18) if:
(a) is sent by the issuer referred to in Article 118 (1) of the Act, by the issuer referred to in Article 121a of the Act, by the issuer of the financial instrument (hereinafter referred to as the issuer) or by another obliged person;
(b) is sent by the notifier of the share of voting rights pursuant to Article 122 (1) of the Act, by the notifier of suspected market abuse or by the notifier of a management transaction (hereinafter referred to as the notifier) which is a natural person and does not fulfil its information obligation in person; or
(c) it is sent by a notifier who is a legal person and does not fulfil his / her information obligation through a person acting on his / her behalf and is entitled to do so under another legislature6).
(4) In cases not covered by paragraph 3, the information under this Order shall be signed by the notifier. If the notifier is a legal person, the information under this decree must be signed by the person acting on its behalf and entitled to do so under another legislative provision (6).
(5) The signature of the contact person (Paragraph 18) and the notifier referred to in paragraph 4 must take the form of a guaranteed electronic signature based on a qualified certificate issued by an accredited certification service provider (hereinafter referred to as the "recognised electronic signature") 7; This does not apply in case of notification of suspected market abuse.
(6) The reporting person shall provide the information referred to in paragraphs 1 and 2 with a unique identification.
Alternative means of sending certain information
(1) Notification of a share of voting rights under § 122 (1) of the Act may be sent without a recognised electronic signature if the notifier also sends a notification of the share of voting rights
(a) in paper form, on a form bearing its officially certified signature or the officially certified signature of the contact person (§ 18); or
(b) through its data box 8) or the data box of the contact person (§ 18).
(2) A management transaction notice may be sent without a recognised electronic signature if the notifier of the management transaction simultaneously sends the notification also
(a) in paper form, on a form bearing its officially certified signature or the officially certified signature of the contact person (§ 18); or
(b) through its data box or data box of the contact person (§ 18).
(3) If, for technical reasons, the notification of suspected market abuse cannot be sent electronically, it may be notified:
(a) by fax using a form identifying the type of suspected market abuse, signed by the notifier as suspected of market abuse or by a contact person (§ 18), to be published by the Czech National Bank in a way that allows remote access;
(b) in paper form on a form indicating the type of suspected market abuse, signed by the notifier as suspected of market abuse or by a contact person (§ 18); or
(c) exceptionally, if there is a danger of delay, by telephone to the Czech National Bank for a telephone number published by the Czech National Bank in a way that allows remote access; the notifier shall then notify the suspected misuse of the market as soon as circumstances permit, but not later than 5 days after the finding, by one of the methods referred to in points (a) and (b) or by § 15 (1), (3), (5) and (6).
Correction of information sent
(1) If the reporting person finds that the information sent contains incorrect or incomplete information, he shall send the Czech National Bank the corrected information without delay by following the procedure set out in § 15 or, in the case of the notifier, in § 16; in the corrected information he shall indicate the contents and reasons for the corrections.
(2) The reporting person shall also provide the corrected information referred to in paragraph 1 with a unique identification of the original information.
(3) If the annual financial report sent pursuant to § 118 of the Act or the half-yearly financial report pursuant to § 119 of the Act contains incorrect or incomplete data, the issuer or other obliged person may decide, after assessing the significance of such incompleteness or incompleteness, to send only corrective information to the Czech National Bank, instead of sending a new complete version of the corrected report pursuant to paragraph 1, together with the original report. This procedure may only be chosen if it becomes clear from the corrective information which data from the original report are corrected or supplemented and the original report and the corrective information provide sufficient and understandable information for investors to decide. This is without prejudice to the authorisation of the Czech National Bank, after assessing the specific circumstances and significance of the irregularity or incompleteness in question, to require the sending of a new complete version of the corrected report.
Contact person
(1) The reporting person who sends the information via the contact person shall communicate to the Czech National Bank:
(a) the name and, where appropriate, the names of the contact person;
(b) the address of the workplace, telephone number and e-mail address of the contact person;
(c) details of a qualified contact person certificate issued.
(2) The reporting person shall also communicate to the Czech National Bank without undue delay any change in the data referred to in paragraph 1.
FORM AND METHOD OF PUBLISHED INFORMATION
Form of the information mandatory
(1) The issuer or other obliged entity shall publish the information which is mandatory in the form of a data file suitable for download, in the format Portable Document Format (pdf) or, if it is not possible to use the Portable Document Format (pdf) format, in another data format commonly used in electronic communications that does not allow the content to change; This does not apply to the publication of the annual financial report under Section 118 of the Act, which is published in Extensible Hypertext Markup Language (xhtml) format. Where the annual financial report contains consolidated financial statements, it shall be marked using Extensible Business Reporting Language (XBRL).
(2) The issuer or other obliged entity shall distinguish the information required to be disclosed from other mandatory information and from its commercial and promotional communications so that it cannot be confused with it.
Method of publication of the information mandatory
(1) The information required to be disclosed shall be published by the issuer or other obliged entity in a manner that allows remote access in its entirety, in the manner in which issuers usually publish information on their activities. In doing so, they shall ensure, in particular, that the website is accessible to the public free of charge in a way that allows remote access and that it can be easily found by business or by the name of the issuer.
(2) At the same time, the issuer or other obliged entity shall ensure the publication of the information required to be published in full by means of a financial internet portal dealing with the dissemination of information relating to the capital market and being mass and regularly visited (hereinafter referred to as "the Internet portal") or of an agency dealing with the dissemination of information relating to the capital market (hereinafter referred to as "the Agency"); the list of Internet portals and agencies will be published by the Czech National Bank in a way that allows remote access. In the case of the publication of an annual financial report pursuant to § 118 of the Act and a half-yearly financial report pursuant to § 119 of the Act and the report on payments paid by the State pursuant to § 119a of the Act, publication by means of an Internet portal or agency by hyperlink to the website of the issuer referred to in § 118 of the Act, the issuer referred to in § 121a of the Act or other obliged entity on which the published information is published in full.
(3) In carrying out the obligation referred to in paragraph 2, the issuer or other obliged person shall disclose, in addition to the information required to be disclosed:
(a) an indication that the information is mandatory;
(b) data on persons 10) the issuer referred to in § 118 of the Act, the issuer referred to in § 121a of the Act or the issuer of the financial instrument;
(c) an indication of the information which is required to be disclosed; and
(d) the date and time on which the issuer or other obliged entity has sent the information to the administrator of the Internet portal or to the Agency.
(4) The issuer or other obliged person shall send to the administrator of the Internet portal or to the Agency mandatory disclosure in a manner that is safe, minimise the risk of data damage and unauthorised access and provide a guarantee as to the source of the published information. In addition, the issuer or other obliged entity shall ensure that any failure or interruption of the transmission of information is corrected as quickly as possible. The issuer or other obliged person shall not be responsible for the system errors or deficiencies of the Internet portal or agency to which the published information has been sent.
(5) Where the issuer or other obliged entity finds that the published mandatory disclosure contains incorrect or incomplete information, it shall immediately publish the corrected mandatory disclosure information in the same way as the original mandatory disclosure information was published; it shall indicate the content and the reasons for the corrections in the corrected mandatory disclosure. The issuer or other obliged entity shall also provide a unique identification of the original information with the corrected mandatory disclosure. Paragraph 17 (3) shall apply mutatis mutandis to the publication of the correction of incorrect or incomplete data in the annual financial report pursuant to Article 118 of the Act and the half-yearly financial report pursuant to Article 119 of the Act, the corrective information being always published in the same place together with the original report.
(6) Where the issuer or other obliged entity also publishes the information mandatory in another Member State of the European Union under the legislation of that other Member State, it shall ensure that the publication takes place simultaneously.
SCOPE OF THE SIGNIFICANT DATA RELATING TO THE OBLIGATIONS TO BE PUBLISHED
Scope of material data related to the mandatory disclosure
The relevant data relating to the mandatory disclosure are:
(a) data on a natural person (11) who has sent the information required to be published to the administrator of the Internet portal or to the Agency;
(b) details of the security of sending pursuant to Article 20 (4);
(c) the date and time on which the published information was sent to the administrator of the Internet portal or to the Agency;
(d) the trading firm or the name, registered office and identification number of the administrator of the Internet portal or agency, if assigned; and
(e) the date, time and reason for any information restriction that the issuer or other obliged entity has associated with the information required to be disclosed.
COMPETENT OBLIGATIONS OF THE EMITENT FROM THE THIRD STATE
Comparability of obligations of an issuer from a third State
The obligations imposed on an issuer having its registered office in a State which is not a Member State of the European Union (hereinafter referred to as the "issuer of a third State ') are comparable to those laid down in Sections 118, 119, 120a (1) (a), 120c (1) or 122b (3) or (4) of the Act, provided that the law of the State of the issuer of the third State provides at least the requirements set out in Annex 15 to this Decree.
TRANSITIONAL AND FINAL PROVISIONS
Transitional provisions
(1) The information obligation arising before the date of entry into force of this Decree shall be fulfilled by the reporting agent in accordance with the rules laid down in the existing legislation. The list of persons with access to internal information established under existing legislation shall be kept by the issuer of the financial instrument for at least 5 years from its creation and any update.
(2) By the date published by the Czech National Bank in the Bulletin of the Czech National Bank as the date from which it will proceed pursuant to § 127a (1) (a) to (c) and § 2 of the Act, the information shall be sent by e-mail to the e-mail address of the Czech National Bank's e-mail office or via a data box to the data box of the Czech National Bank from the date of its creation, by indicating the type of information obligation under the heading of the e-mail message "Subject 'or the data message" Thing'.
(a) the document referred to in Article 9 (1) (a) and (2) of this Order and the information referred to in Articles 10, 12 (1) and 14 of this Order are sent in the Portable Document Format format (pdf),
(b) the electronic financial data form intended for the relevant type of information obligation referred to in Article 9 (1) (b) of this Order and the information referred to in Articles 12 (2), 11 and 13 of this Order are sent in Excel Worksheet format (xls).
(3) Paragraph 2 is without prejudice to Sections 15 (2) and 16 of this Decree.
Efficacy
This Decree shall take effect on 1 August 2009.
Governor:
Doc. Ing. Tůma, CSc.
Příloha č. 1
Annex No 1 to Decree No 234 / 2009 Coll.
Annual financial report pursuant to § 118 of the Act and half-yearly financial report pursuant to § 119 of the Act
The electronic form shall include, in particular, the identification of the type of information obligation, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer and other obliged entities, the last day of the period for which the report is to be drawn up, the additional information and the identification of the contact person. The completed electronic form shall be accompanied by an annual financial report under Section 118 of the Act or a half-yearly financial report under Section 119 of the Act.
Příloha č. 2
Annex No 2 to Decree No 234 / 2009 Coll.
Report on payments paid by the State pursuant to § 119a of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the corrections, the identification of the issuer and other obliged entities, the period for which the report is to be drawn up, the additional information and the identification of the contact person. A report by the statutory body of the issuer pursuant to § 119a (1) of the Act shall be attached to the completed electronic form.
Příloha č. 3
Annex No. 3 to Decree No 234 / 2009 Coll.
Information on the change of rights under § 119b (1) of the Act and information on the change of rights under § 119b (2) of the Act
The electronic form shall include, in particular, the identification of the type of information obligation, the unique identification of the information, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer, the ISIN Investment Facility, the identification of another obliged entity, the brief name of the information, additional information and the identification of the contact person. Information on the change of law under § 119b (1) of the Act or § 119b (2) of the Act shall be attached to the completed electronic form.
Příloha č. 5
Annex No 5 to Decree No 234 / 2009 Coll.
Information related to the general meeting or similar assembly of securities owners representing a share of the issuer pursuant to § 120a (2) and (3) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer and of other obliged entities, the brief name of the information, additional information and the identification of the contact person. The completed electronic form shall be accompanied by information related to the general meeting or similar assembly of securities owners representing a share of the issuer pursuant to § 120a (2) and (3) of the Act.
Příloha č. 5a
Annex No 5a to Decree No 234 / 2009 Coll.
Notice of the holding of a general meeting or similar assembly of holders of securities representing an issuer or an invitation to a general meeting or similar assembly of holders of securities representing an issuer pursuant to Article 120b (1) (a) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer and of other obliged entities, the brief name of the information, additional information and the identification of the contact person. The completed electronic form shall be accompanied by a notice of the holding of the general meeting or a similar meeting of the holders of securities representing a share of the issuer or an invitation to the general meeting or an equivalent meeting of the owners representing a share of the issuer pursuant to Article 120b (1) (a) of the Act.
Příloha č. 6
Annex No 6 to Decree No 234 / 2009 Coll.
Notice of the holding of a meeting of bondholders or of a similar assembly of securities representing the right to repayment of the amount due pursuant to Article 120c (1) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the issuer, the ISIN investment instrument, the identification of another obligor, the brief name of the information, the additional information and the identification of the contact person. The electronic form completed shall be accompanied by a notification of the holding of a meeting of the holders of bonds or of a similar assembly of securities representing the right to repayment of the amount due pursuant to Article 120c (1) of the Act.
Příloha č. 6a
Annex No. 6a to Decree No. 234 / 2009 Coll.
Information related to the issue of bonds or similar securities representing the right to repayment of the amount due under Section 120c (1) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the issuer, the ISIN investment instrument, the identification of another obligor, the brief name of the information, the additional information and the identification of the contact person. Information relating to the issue of bonds or similar securities representing the right to repayment of the amount due under Section 120c (1) of the Act shall be attached to the completed electronic form.
Příloha č. 6b
Annex No. 6b to Decree No. 234 / 2009 Coll.
Information on the choice of the reference State by the issuer pursuant to § 123 (2) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer, the chosen EU State, the supplementary information and the identification of the contact person.
Příloha č. 7
Annex No 7 to Decree No 234 / 2009 Coll.
Notice of participation in voting rights pursuant to § 122 (1) of the Act
The electronic form shall include, in particular, the unique identification of the information, where applicable, the unique identification of the original information and the content and reasons for the correction, the identification of the issuer person, the reason for the notification, the identification of the person acting in agreement with the notifier, the date of the increase, the reduction or the achievement of the share, the notified fact, the percentage achieved or exceeded, the resulting share in the voting rights, the name of the shareholder in the cases referred to in Article 122 (2) (g) and (h) of the law, if different from the notifier, the designation of persons controlled by the notifier, the indirect share of the voting rights, the right to obtain the securities issued with voting rights, the addition of the voting rights granted for the purposes of one general meeting, additional information, the contact details of the notifier and, where applicable contact person.
Příloha č. 8
Annex No 8 to Decree No 234 / 2009 Coll.
Information on the acquisition or disposal of the issuer's own shares pursuant to Section 122b (3) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the issuer's person, the notified fact, the amount achieved or exceeded, the final share after the acquisition or disposal of the shares, the date of the change, the additional information and the identification of the contact person.
Příloha č. 9
Annex No 9 to Decree No 234 / 2009 Coll.
Information on the total number of voting rights and the amount of capital pursuant to § 122b (4) of the Act
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the issuer's person, the total number of voting rights, the amount of the capital, the additional information and the identification of the contact person.
Příloha č. 10
Annex No. 10 to Decree No. 234 / 2009 Coll.
Internal information
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer and of other obliged entities, the brief name of the information, additional information and the identification of the contact person. Internal information shall be attached to the completed table.
Příloha č. 11
Annex No 11 to Decree No 234 / 2009 Coll.
Notification of postponement of disclosure of inside information
The electronic form shall include, in particular, the unique identification of the information and, where appropriate, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer, the reason for the postponement of the information, the indication of the specific measures taken by the issuer, the additional information and the identification of the contact person. Internal information shall be attached to the completed table.
Příloha č. 12
Annex No 12 to Decree No 234 / 2009 Coll.
List
The electronic form shall include, in particular, the unique identification of the information and, where applicable, the unique identification of the original information and the content and reasons for the correction, the identity of the issuer's person, the short name of the internal information to which the list is kept, the unique identification of the internal information to which the list is kept, the date on which the internal information was sent to the Czech National Bank, the date on which the internal information or the postponement of disclosure of the internal information was sent, the date on which the list was compiled, the identity of the person having access to the internal information, the reason for the update, additional information and the identification of the contact person. Where the list is compiled or updated only for the purposes of the data set out in Annex I to Model 2 and Annex III to Model 2 of Commission Implementing Regulation (EU) 2022 / 1210, the data relating to the inside information itself shall not be included in the electronic form.
Příloha č. 13
Annex No 13 to Decree No 234 / 2009 Coll.
Notification of management transaction
The electronic form shall include, in particular, the unique identification of the information and, where applicable, the unique identification of the original information and the content and reasons for the correction, the identification of the person of the issuer, the identification of the person of the notifier, the relationship of the notifier to the issuer, details of the transaction, including the identification of the investment instrument, the contact details of the notifier, additional information and, where appropriate, the identification of the contact person.
Příloha č. 14
Annex No 14 to Decree No 234 / 2009 Coll.
Notification of suspected market abuse
The electronic form shall include, in particular, the identification of the type of information obligation, the unique identification of the information, where applicable, the unique identification of the original information and the content and reasons for the correction, the identification of the notifier, the reason why the notifier is a obliged person pursuant to Article 16 of Regulation (EU) No 596 / 2014 of the European Parliament and of the Council, details of the transaction, including the identification of the financial instrument, details of the participants in the transaction, the reasons for the notification, additional information and, where applicable, the identification of the contact person.
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Regulation Information
| Citation | Decree No. 234 / 2009 Coll., on Protection against Market Abuse and on Transparency |
|---|---|
| Regulation Type | Order |
| Author | - |
| Collection | Code of Laws |
| Date of Promulgation | 30.07.2009 |
|---|---|
| Effective from | 01.08.2009 |
| Effective until | - |
| Status | Valid |
The regulation text is for informational purposes only.
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